Ctrl+Alt+Del

Developing a physiological approach to PTSD

Clinical-Stage Biopharmaceutical Company

PTSD has a physiological dimension. CAD Therapeutics is developing an investigational approach designed to study it there.

CAD Therapeutics is developing Clonicaine™, an investigational fixed-dose bupivacaine/clonidine formulation studied via Stellate Ganglion Block — an approach aimed at the sympathetic, physiological dimension of PTSD. Clonicaine™ is investigational and is not FDA-approved.

Phase III candidate
IND in preparation under a planned 505(b)(2) strategy
One platform, three conditions
PTSD, VMS (hot flashes), and additional programs
Patents issued
Issued patents and pending claims on method and formulation

Clonicaine™ is an investigational product candidate. It is not approved by the FDA for any indication, has not been established as safe or effective, is not commercially available, and may be studied only under authorized clinical investigations.

Company Snapshot

A capital‑efficient path to pivotal evidence

Most PTSD treatment today relies on psychiatric management — SSRIs, SNRIs, or talk therapy — carrying real trade‑offs in cognitive and motor function, sleep, and, in some cases, suicidal ideation risk.

CAD Therapeutics takes a different starting point. Our lead candidate, Clonicaine™, targets the cervical sympathetic chain directly through Stellate Ganglion Block, an in-office procedure already used in pain and anesthesia practice, repurposed here as a delivery route for a novel drug combination.

The company is led by a team spanning clinical anesthesiology, FDA regulatory strategy, CMC/manufacturing, and biotech intellectual property — with named workstream owners across each function of the Phase III program.

IndicationsPTSD · VMS · additional
Clinical trial stagePhase III Candidate
Regulatory pathway505(b)(2)
FDA engagementPre-IND meeting completed
IP estateIssued patents + pending filings
Development stageIND in preparation
Clonicaine™ is investigational. It is not approved by the FDA for any indication; safety and efficacy have not been established. Clonicaine™ is not commercially available. Any future access would occur only through an authorized clinical investigation, subject to IND clearance, IRB approval, site activation, eligibility criteria, and informed consent.
Mechanism Rationale

Trauma leaves a physiological signature — SGB is designed to interrupt it

Acute trauma activates the sympathetic nervous system's "fight, flight, or freeze" response. In some patients, that activation doesn't switch off — driving a chain of downstream effects believed to underlie chronic PTSD symptoms.

Cascade: Trauma, NGF, Sprouting, Norepinephrine, PTSD SymptomsTraumaAcute sympatheticactivationNGFElevated inthe amygdalaSproutingIncreasednerve densityNorepinephrineSustainedhyperarousalPTSD SymptomsChronic withouttreatment
Cascade effect of Trauma, NGF, Sprouting and Symptoms
Trauma
Acute sympathetic activation
Nerve Growth Factor
Elevated in the amygdala
Ganglion Sprouting
Increased nerve density
Norepinephrine
Sustained hyperarousal signaling
PTSD Symptoms
May become chronic without treatment
Point of intervention

Clonicaine™ is delivered via right-sided Stellate Ganglion Block at the cervical sympathetic chain — designed to act at the earliest point in this chain, rather than managing downstream psychiatric symptoms.

Published Evidence

Built on 15+ years of independent SGB and PTSD research

Stellate Ganglion Block is a well-characterized procedure that has been used in pain medicine for decades. Its specific application to PTSD has been studied by independent research groups since 2008, including groups at NYU Langone, Massachusetts General Hospital, and within DoD/VA research networks. A selection of that published literature:

2008
First clinical report of SGB for PTSD1Lipov et al., Annals of Clinical Psychiatry
First documented case report; launched the field of investigation.
2009
Proposed mechanism of action2Lipov et al., Medical Hypotheses
Theoretical framework linking NGF, sympathetic sprouting, and norepinephrine dysregulation to SGB's effect.
2014
Case series of 166 combat veterans5Mulvaney et al., Military Medicine
Largest published case series at the time in a combat-related PTSD population.
2019
First randomized controlled trial of SGB for PTSD7Rae Olmsted et al., JAMA Psychiatry
RTI International / Psychological Health Center of Excellence-led RCT.
2022
Retrospective analysis across multiple cohorts (n=484)8Lipov EG, Jacobs R, Springer S, Candido KD, et al. "Utility of Cervical Sympathetic Block in Treating Post-Traumatic Stress Disorder in Multiple Cohorts: A Retrospective Analysis." Pain Physician 2022;25:77–85. ISSN 1533-3159.
The largest published retrospective SGB cohort to date reported an 83% response rate. These third-party, non-CAD data are retrospective and hypothesis-generating; they are not evidence that Clonicaine™ is safe or effective.
2023
Active randomized, placebo-controlled fMRI trial17NYU Langone · ClinicalTrials.gov NCT05391971
Ongoing study using pre/post fMRI to test whether SGB measurably changes amygdala and insula activity.
The 2022 multi-cohort retrospective analysis (Lipov et al., Pain Physician, n=484)8 is the largest published study of cervical sympathetic block for PTSD to date, reporting an 83% response rate. These data come from independent third-party SGB studies, including retrospective and non-CAD-sponsored cohorts. They are hypothesis-generating and should not be interpreted as evidence that Clonicaine™ is safe or effective. CAD's planned controlled clinical program is intended to evaluate Clonicaine™ specifically.
Safety Profile

A well‑characterized procedure, with risks patients should understand

The individual components of Clonicaine™ — bupivacaine and clonidine — have FDA-approved uses. SGB has been used in clinical practice for decades and has a well-characterized risk profile, but it remains an invasive procedure with known risks, including rare serious and life-threatening complications. CAD's specific combination, route and use for PTSD, dose, and indication remain investigational, and safety and efficacy have not been established. Potential effects are discussed in full during informed consent.18,19

Full safety & risk disclosure ›

Standard of Care Today

Current options leave a significant unmet need

Psychiatric management

SSRIs & SNRIs20–24

Sertraline and paroxetine remain the only two drugs FDA-approved specifically for PTSD — both over two decades old. They typically take 6–8 weeks to show effect, benefit an estimated 40–60% of patients, and are commonly associated with sexual dysfunction, weight gain, and emotional blunting.

Antipsychotics are also used off-label for PTSD-related insomnia and agitation despite limited evidence. Quetiapine (Seroquel®), not FDA-approved for PTSD, carries boxed warnings for increased mortality in elderly dementia patients and for suicidality in youth, plus metabolic risks — weight gain, elevated blood sugar and diabetes, and high cholesterol. It requires tapering, since abrupt stopping can cause withdrawal.

Emerging psychotropics

Ketamine & MDMA25,26

MDMA-assisted therapy earned FDA Breakthrough Therapy designation for PTSD (though the FDA later declined approval), and ketamine — whether intravenous, oral, or the intranasal esketamine spray (Spravato, Johnson & Johnson) — is used off-label for PTSD. None are FDA-approved for PTSD: racemic ketamine is approved only as an anesthetic, and esketamine (Spravato) is approved for treatment-resistant depression, not PTSD. Both remain psychotropic compounds with their own profile of potential adverse effects and administration requirements.

Behavioral therapy

CPT & CBT27

Effective for many patients, but demand sustained engagement over months, and access to trained clinicians remains limited relative to patient need.

Pipeline

One platform, advancing across indications

CAD's pipeline is built on a single platform — Clonicaine™ (a fixed-dose bupivacaine + clonidine formulation) delivered primarily via Stellate Ganglion Block (SGB) / Cervical Sympathetic Block. Clonicaine™ is investigational and is not approved by the FDA for any indication.

Program
DiscoveryPreclinicalPhase 1Phase 2Phase 3
Clonicaine™ — PTSD PatentedBupivacaine + clonidine, via SGB / CSB
Phase III candidate
Clonicaine™ — Vasomotor symptoms (VMS / hot flashes) PatentedBupivacaine + clonidine, via SGB / CSB
Preclinical
Clonicaine™ — Additional indications (undisclosed)Multiple preclinical programs; disclosed following patent filings
Preclinical
Clonicaine™ — New route of administration 505(b)(2) + 510(k)Platform line-extension via an alternative delivery route (drug-device combination); early-stage and would require clinical evaluation. Details undisclosed pending patent filing.
Discovery

The PTSD program is a Phase III candidate under a 505(b)(2) strategy (FDA pre-IND meeting completed; IND in preparation) — no Phase III trial is currently active or enrolling. Any trial initiation is subject to FDA IND clearance, IRB approval, site activation, and informed consent. Beyond PTSD, the platform is in preclinical development across vasomotor symptoms (hot flashes) and additional undisclosed indications, with a separate early-stage line-extension exploring a new route of administration. Full qualifiers ›

Development roadmap — lead PTSD program

CAD's near-term program is sequenced around FDA engagement, trial activation, and manufacturing readiness — each step de-risking the next.

2026 H1

Pre-IND Engagement

FDA pre-IND meeting completed; Phase III program advanced under a 505(b)(2) regulatory strategy.

2026 H2

IND Submission

IND package finalized, incorporating protocol, endpoints, and site readiness for Phase III activation.

Following Clearance

Phase III Activation

Trial initiation across planned U.S. sites, with manufacturing and supply readiness in parallel.

Pivotal Path

Readout & Filing Prep

Continued FDA interaction and preparation toward a 505(b)(2) filing.

Leadership & Strategic Partners

Built on clinical, regulatory, and IP depth

Founders & Board

Sorina Buri

Sorina Buri Principal · Board

Founder & Board Member

Sorina is Founder of CAD Therapeutics and Managing Partner at Park South Capital, a single-family office. She is an entrepreneur, private-equity investor, and global institutional asset-management executive with more than three decades across capital markets, hedge funds, and alternatives.

Christopher J. Teas

Christopher J. Teas Principal · Board

Co-Founder & CEO · Board Member

Christopher is Chief Executive Officer of CAD Therapeutics and Managing Partner at Park South Capital, a single-family office. He brings more than 38 years in banking, capital markets, and private equity, having built, bought, financed, and led companies through multiple market cycles.

Clinical, Scientific, Regulatory, CMC & IP Leaders & Advisors

CAD Therapeutics is led by its founders and supported by formal clinical, scientific, regulatory, CMC, legal, and IP workstream leaders. Dr. Eugene Lipov serves as Chief Medical Officer, Dr. Richard Isbrucker serves as Chief Science Officer, Dr. Ken Candido serves as Principal Investigator for the planned PTSD clinical program, and Dr. Kaloyan Tanev serves as a paid external psychiatry / CAPS-5 program advisor. Role descriptions reflect CAD’s current clinical, scientific, advisory, consulting, or workstream relationships, as applicable. Employment, fiduciary, board, or corporate-officer status should not be inferred unless expressly stated in definitive company documents.

Clinical & Safety

Dr. Eugene Lipov
Dr. Eugene Lipov, MD Clinical LeadChief Medical Officer — Stella PTSD lead; 29 years in anesthesia; 48 published PTSD / pain articles.
Dr. Ken Candido
Dr. Ken Candido, MD InvestigatorPrincipal Investigator, Planned PTSD Clinical Program — anesthesiology and surgery; 100+ clinical-trial experience.
Dr. Kaloyan Tanev
Dr. Kaloyan Tanev, MD AdvisorPaid external advisor leading CAD’s CAPS-5 psychiatric assessment program — Massachusetts General Hospital / Home Base.
Dr. Richard Isbrucker
Dr. Richard Isbrucker, PhD Scientific LeadChief Science Officer — WHO and Health Canada toxicology / safety review.

FDA & Regulatory

Heidi Nelson-Keherly
Heidi Nelson-Keherly, PhD ConsultantRegulatory Advisor (QNova) — 300+ programs; 80+ Phase I–IV trials.
Jeremiah J. Kelly
Jeremiah J. Kelly, Esq. ConsultantRegulatory Advisor, Faegre Drinker — former Chief, FDA Regulatory Law Division (USAMRDC).
Justin A. Coen
Justin A. Coen, Esq. ConsultantRegulatory Advisor — FDA engagement, GxP, expedited pathways, and labeling.

Development & CMC

Patrick C. McCarthy
Patrick C. McCarthy, Esq. ConsultantClinical Development Advisor, Validcare CEO — real-world-evidence platform; Phase I–III trials; 30+ years.
Diane Markesich
Diane Markesich, PhD ConsultantTranslational Research, QNova — drug development, CMC, and pharmacodynamics.
Louis H. Junker
Louis H. Junker, PhD ConsultantCMC Advisor — 30 years commercialization; prior Amgen, AstraZeneca, Novartis.

IP & Patent Estate

Gregory W. Mitchell
Gregory W. Mitchell, Esq. ConsultantLife-Sciences IP Counsel, Faegre Drinker — former USPTO examiner / patent agent.
Dylan J. Kahl
Dylan J. Kahl, PhD ConsultantPatent Advisor — pharma / biotech portfolios and financing diligence.
Jane Chen
Jane Chen, PhD ConsultantBiotech IP — biologics, CRISPR / mRNA / gene-editing; freedom-to-operate.
Dan Keller
Dan Keller, Esq. ConsultantPatent & Trademark Counsel, PNK Law — U.S. and Canadian patent and trademark agent.

The CAD Therapeutics Board is currently comprised of Sorina Buri and Christopher Teas, with Board of Directors expansion planned.

Milestones

Program milestones

Key milestones in CAD's development of Clonicaine™. Company announcements and press releases will be posted here as the program advances.

2026 · H1

FDA pre-IND meeting completed

CAD advanced its Phase III program under a 505(b)(2) regulatory strategy following its FDA pre-IND meeting.

2026 · H2

IND in preparation

CAD is finalizing its IND package — protocol, endpoints, and site readiness — ahead of planned Phase III activation.

Ongoing

Trial design & biostatistics

The Phase III protocol and target sample size (N) are being finalized with the study's biostatistician.

Frequently Asked Questions

What people ask us

Company & Clonicaine

Who is CAD Therapeutics?

CAD Therapeutics is a privately held, U.S.-based clinical-stage (Phase III candidate) biotechnology company developing a novel investigational approach and drug formulation for PTSD. "CAD" stands for Ctrl-Alt-Del — the guiding idea is to help reset the nervous system's overactive stress response, rather than manage symptoms with daily psychiatric medication. Both the drug, Clonicaine™, and its use in combination with the Stellate Ganglion Block procedure are covered under issued U.S. patents owned by CAD.

What is Clonicaine™?

Clonicaine™ is a proprietary, patent-protected fixed-dose formulation combining bupivacaine (a long-acting local anesthetic) and clonidine (an alpha-2 adrenergic agonist), delivered via a right-sided Stellate Ganglion Block. Both components are individually FDA-approved for other uses. The specific combination and its use for PTSD are investigational and are what CAD is developing; CAD intends to seek FDA approval following its planned Phase III clinical trial, subject to FDA IND clearance and IRB approval.

Is Clonicaine™ FDA-approved?

No. Clonicaine™ is an investigational drug. It is not approved by the FDA for PTSD or any other indication; safety and efficacy have not been established. Clonicaine™ is not commercially available. Any future access would occur only through an authorized clinical investigation, subject to IND clearance, IRB approval, site activation, eligibility criteria, and informed consent.

Why clonidine — and what makes injectable clonidine distinctive as an adjuvant?

Clonidine is an alpha-2 adrenergic agonist. In the published anesthesiology literature, when clonidine is added to a local anesthetic for peripheral nerve and plexus blocks, it has been reported to hasten the onset of the block, increase its intensity, and prolong the duration of both sensory analgesia and motor block relative to local anesthetic alone — with the prolongation of duration being the most consistently documented effect. In a meta-analysis of 20 randomized trials (1,054 patients), adding clonidine prolonged postoperative analgesia by roughly two hours (about 122 minutes), extended sensory block by about 74 minutes, and extended motor block by about 141 minutes.

Clonidine is also mechanistically distinct from the adjuvants it would replace. Epinephrine, a traditional local-anesthetic adjuvant, stimulates the sympathetic nervous system that is already overactive in PTSD, whereas clonidine's alpha-2 action is sympatho-inhibitory — aligned with the goal of a cervical sympathetic block — and, unlike opioid adjuvants, it carries no opioid-related respiratory risk.

Important: These findings come from the published literature on clonidine as an adjuvant in surgical and regional anesthesia. They are not findings about Clonicaine™ or about SGB for PTSD, and they do not establish that Clonicaine™ is safe or effective. Whether these reported benefits — and in particular the magnitude and durability of the effect when clonidine is delivered by stellate ganglion block for PTSD — carry over to Clonicaine™ is precisely what CAD's planned Phase III program is designed to test. The literature is not uniform: at least one controlled volunteer study found that perineural clonidine did not prolong sensory block once systemic effects were accounted for, which is why durability in particular remains a hypothesis to be proven rather than an established fact.

Source: Reported prolongation of analgesia, sensory, and motor block (with dose-limiting hypotension, bradycardia, and sedation) — Pöpping DM et al., meta-analysis of 20 randomized trials, Anesthesiology (2009); alpha-2 adjuvant mechanism and block prolongation — Kirksey MA et al., systematic review, PLOS One (2015); contrasting result on durability — “Clonidine… does not prolong the duration of sensory block when controlling for systemic effects,” randomized volunteer trial, PLOS One (2017).

How does injected clonidine differ from an oral clonidine tablet?

Clonidine's vascular effects depend on how — and how much — it is delivered. Taken systemically, as with the oral tablets long used for high blood pressure, clonidine acts mainly in the brainstem as a central alpha-2 agonist that reduces sympathetic outflow; the dominant, whole-body result is lowered vascular resistance and blood pressure — a systemic vasodilatory, blood-pressure-lowering action.

Delivered locally by injection next to the nerve, clonidine additionally engages peripheral alpha-2 receptors on vascular smooth muscle, which can cause vasoconstriction at the injection site. That local vasoconstriction is one of several mechanisms proposed to slow the washout of the co-injected local anesthetic and thereby help prolong the block — a site-directed action fundamentally different from a systemically absorbed tablet. In short, the same molecule can lower blood pressure through its central effect when swallowed while producing local vasoconstriction at the point of a perineural injection; the two routes are not interchangeable.

Because a portion of injected clonidine is still absorbed into the circulation, the central effects — lowered blood pressure, a slowed heart rate, and sedation — can still occur and are the principal dose-limiting considerations. This is a central reason the specific dose, concentration, and route are being defined under CAD's controlled Phase III protocol rather than assumed, and nothing here should be read as a claim that Clonicaine™ is safe or effective. (Injectable clonidine is FDA-approved for epidural analgesia; its use as a perineural adjuvant and in stellate ganglion block is not FDA-approved.)

Source: Central alpha-2 sympatholysis producing vasodilation and lowered blood pressure, and peripheral alpha-2-mediated vasoconstriction (early/transient hypertension with rapid or high-dose exposure) — Patel P & Saadabadi A, “Clonidine,” StatPearls (2026); dose-dependent peripheral vasoconstriction partly offsetting the central blood-pressure-lowering effect — Kawada T et al., Journal of Physiological Sciences (2021); local vasoconstriction among the proposed mechanisms of block prolongation — Kirksey MA et al., PLOS One (2015); systemic hypotension, bradycardia, and sedation reported with perineural clonidine — Pöpping DM et al., Anesthesiology (2009); FDA-approved (epidural) status of injectable clonidine — Duraclon (clonidine HCl injection), Drugs@FDA.

Understanding PTSD

What is PTSD, and what causes it?

PTSD is a condition that can develop after exposure to traumatic events such as combat, assault, serious accidents, or disaster. It is characterized by intrusive memories, nightmares, hypervigilance, avoidance, and disrupted mood and sleep. The prevailing neurobiological model links these symptoms to sympathetic ("fight-or-flight") nervous-system hyperactivity — including elevated nerve growth factor (NGF), sympathetic nerve sprouting in the amygdala, and norepinephrine dysregulation. PTSD is estimated to affect about 5% of U.S. adults — roughly 13 million — in a given year, with particularly high prevalence among military veterans and first responders.

Source: PTSD definition, symptoms, and prevalence (about 5% of U.S. adults — ~13 million — in a given year; higher among veterans) — National Center for PTSD, U.S. Dept. of Veterans Affairs (adults, veterans). Proposed nerve-growth-factor / norepinephrine / sympathetic mechanism — Lipov EG et al., Medical Hypotheses (2009); Lynch JH et al., Brain & Behavior (2020).

What treatments are currently approved for PTSD, and what are their limitations?

As of 2026, only two drugs remain FDA-approved specifically for PTSD — sertraline (Zoloft, 1999) and paroxetine (Paxil, 2001), both SSRIs. They typically take 6–8 weeks to show effect, benefit an estimated 40–60% of patients, and are commonly associated with sexual dysfunction, weight gain, and emotional blunting. They generally require ongoing daily use, with relapse common on discontinuation, and they modulate neurotransmitter levels rather than targeting the underlying physiology of PTSD. No new PTSD medication has been approved in more than two decades — recent attempts were declined by the FDA, including MDMA-assisted therapy (Lykos) in August 2024 and the brexpiprazole-plus-sertraline combination (Otsuka/Lundbeck) in September 2025 — underscoring how difficult the prevailing pharmacologic approach has been to improve upon.

Source: U.S. FDA prescribing information for Zoloft (sertraline) and Paxil (paroxetine), the only two agents FDA-approved specifically for PTSD; Otsuka/Lundbeck, FDA Complete Response Letter for brexpiprazole + sertraline in PTSD (Sept 20, 2025; advisory committee voted 10–1 against on July 18, 2025); FDA Complete Response Letter for MDMA-assisted therapy (Aug 2024).

How does this approach differ from SSRIs, ketamine, or talk therapy?

SGB is designed to act on the sympathetic nervous system directly, at the point believed to drive PTSD's underlying physiology, rather than adjusting neurotransmitters over weeks. Emerging psychotropic options such as ketamine and MDMA carry their own adverse-effect and administration profiles, and behavioral therapies like CPT and CBT — while effective for many — require sustained engagement over months. SGB can also be used alongside psychotherapy, potentially by reducing physiological hyperarousal that can interfere with therapeutic work.

Source: SGB’s sympathetic-nervous-system mechanism — Lipov EG et al., Medical Hypotheses (2009); Lynch JH et al., Brain & Behavior (2020). CPT/CBT as first-line psychotherapies — VA/DoD Clinical Practice Guideline for PTSD. SGB combined with cognitive processing therapy — open-label randomized trial, Psychotherapy and Psychosomatics (2024).

What about complex PTSD (C-PTSD)?

C-PTSD develops from prolonged or repeated trauma and includes core PTSD symptoms plus difficulties in emotion regulation, self-concept, and relationships. SGB targets the sympathetic hyperarousal common to both PTSD and C-PTSD, and in published clinical experience has been used as one component of broader care that includes psychotherapy — not as a standalone treatment for the full range of C-PTSD features. Any benefit for C-PTSD specifically remains to be studied.

The SGB Procedure

What is a Stellate Ganglion Block (SGB)?

SGB is a minimally invasive, image-guided injection of local anesthetic near the stellate ganglion — a cluster of sympathetic nerves at the base of the neck (around the C6–C7 level). The procedure typically takes 10–15 minutes under ultrasound guidance and is a well-characterized procedure used in pain medicine for decades.

Source: Stellate-ganglion anatomy (C6–C7, base of the neck), ultrasound-guided technique, and use in pain medicine — StatPearls, “Stellate Ganglion Blocks” (NCBI). SGB has been in clinical use since about 1925 — Summers & Nevin, Current Psychiatry Reports (2015).

What is the history of SGB in medicine?

SGB was first developed in the early 20th century — in clinical use since the 1920s — for chronic pain conditions such as complex regional pain syndrome, hyperhidrosis, and vascular disorders of the upper body, with millions of procedures performed worldwide. Its application to PTSD began with a 2008 case report by Dr. Eugene Lipov, which launched a new field of investigation. More than 15 years of independent research has since studied SGB for trauma-related disorders.

Source: SGB’s clinical history and its first reported use for PTSD (Lipov, 2008) — Summers & Nevin, Current Psychiatry Reports (2015); Lipov EG et al., “Cervical Sympathetic Blockade in a Patient with PTSD: A Case Report,” Annals of Clinical Psychiatry (2008).

How is SGB thought to work for PTSD?

The mechanistic rationale, supported by external published literature, describes a neurobiological cascade: after trauma, excessive NGF production drives sympathetic nerve sprouting in the amygdala and sustained norepinephrine release, producing chronic hyperarousal. A block near the stellate ganglion temporarily interrupts sympathetic signaling; the bupivacaine component creates the initial nerve block, while the clonidine component provides extended alpha-2 adrenergic modulation. The intent is to allow the system to "reset" toward baseline. Functional neuroimaging has been used to examine changes in amygdala activity following SGB.

Source: Proposed nerve-growth-factor / norepinephrine / sympathetic-“reset” mechanism — Lipov EG et al., “A unifying theory…,” Medical Hypotheses (2009); reviewed in Lynch JH et al., Brain & Behavior (2020).

Why combine bupivacaine and clonidine?

Bupivacaine is a long-acting local anesthetic that blocks nerve signal transmission for several hours. Clonidine, an alpha-2 adrenergic agonist used safely for decades in other indications, is added as an adjuvant to deepen and prolong the sympathetic blockade and to reduce norepinephrine release beyond the anesthetic's duration. Unlike epinephrine — a traditional adjuvant that stimulates the sympathetic system already overactive in PTSD — clonidine's effect is aligned with the treatment goal.

Source: Clonidine (an alpha-2 agonist) as a local-anesthetic adjuvant that prolongs the block — Kirksey MA et al., systematic review, PLOS One (2015); drug approvals via U.S. FDA Drugs@FDA — bupivacaine (Marcaine) and clonidine injection (Duraclon).

How long do the effects last?

Reported duration varies considerably by individual. Published studies and clinical experience describe symptom improvement lasting from months to years, with some patients achieving durable remission from a single session and others benefiting from periodic booster treatments. CAD's own Phase III program is designed to generate controlled durability data.

Source: Controlled efficacy — Rae Olmsted KL et al., randomized clinical trial, JAMA Psychiatry (2020); symptom improvement in a large case series — Mulvaney SW et al., 166-patient case series, Military Medicine (2014).

Safety

What are the common, temporary side effects?

The procedure has a well-characterized safety profile. The most common effects are temporary and resolve within hours as the anesthetic wears off: Horner's syndrome (drooping eyelid, constricted pupil, facial flushing on the treated side); hoarseness or voice changes; nasal congestion on the treated side; a temporary sensation of a lump in the throat; occasional arm heaviness; and mild injection-site tenderness lasting a day or two.

What serious complications are possible, and how rare are they?

Serious adverse events are extraordinarily rare when the procedure is performed by experienced practitioners using modern ultrasound guidance. Reported rates include pneumothorax at well under 1%, hematoma at well under 1%, and infection as rare with sterile technique. Systemic local-anesthetic toxicity is rare with appropriate dosing and monitoring. Ultrasound guidance, aspiration before injection, sterile technique, and post-procedure monitoring are standard risk-mitigation practices.

Who typically cannot receive SGB?

Absolute contraindications include local infection at the injection site, known allergy to the anesthetic or clonidine, recent heart attack, and severe heart block without a pacemaker. Relative contraindications — requiring individual evaluation — include anticoagulation therapy, significant arrhythmias, glaucoma, prior neck surgery or radiation, pregnancy, severe COPD, and severe hypotension. Each case is assessed individually by the treating physician.

Evidence

What does the published research show?

Independent, peer-reviewed studies on SGB for PTSD — including the largest published cohort to date (484 patients, Pain Physician, 2022) — have reported response rates in the 70–80%+ range across diverse populations, including combat veterans. These are independent third-party results on stellate ganglion block, including retrospective and non-CAD-sponsored cohorts; they are hypothesis-generating and are not completed CAD-sponsored trials, and should not be interpreted as evidence that Clonicaine™ is safe or effective. Clonicaine™'s own efficacy and durability are what CAD's planned Phase III program is designed to study in a controlled clinical setting. See our Published Evidence section for full citations.

Who has SGB been studied in?

Published SGB research spans combat veterans, first responders, sexual-assault survivors, motor-vehicle-accident and disaster survivors, and others. These are third-party studies of the procedure; whether any individual is an appropriate candidate for SGB is a medical decision for a qualified clinician, and Clonicaine™ itself remains investigational.

Regulatory & Access

Is SGB for PTSD FDA-approved?

No. SGB for the treatment of PTSD is not FDA-approved and is currently used off-label — meaning the procedure and the individual drugs are FDA-approved for other indications, but their specific use for PTSD has not received FDA approval. Off-label use of approved medicines is common and legal in medical practice when supported by clinical judgment. CAD's planned clinical program is studying Clonicaine™ specifically for the PTSD indication.

What is CAD's regulatory pathway?

CAD plans to develop Clonicaine™ under the FDA's 505(b)(2) framework, which applies to new formulations or combinations of already-approved drugs. A pre-IND meeting has been completed; following that meeting, CAD received FDA feedback that informs the planned clinical trial design, subject to certain modifications, and an IND is in preparation. Because both components are already FDA-approved drugs, the planned clinical work focuses on studying the specific combination for the PTSD indication. Clonicaine™ remains investigational and is not approved by the FDA.

Is the treatment covered by insurance?

Coverage varies by insurer and plan. Because PTSD is currently an off-label use, coverage is inconsistent and often requires prior authorization; military and veterans' systems (TRICARE and VA) have increasingly recognized SGB for PTSD. Coverage for investigational or off-label uses is limited today and may evolve over time depending on the treatment's regulatory status and the supporting evidence.

How will Clonicaine™ be manufactured?

CAD intends to manufacture Clonicaine™ through an established U.S.-based contract development and manufacturing organization (CDMO) using pharmaceutical-grade (cGMP) processes, rather than through compounding pharmacies. Manufacturing under the 505(b)(2)/NDA framework involves rigorous FDA review of processes, quality control, and stability data, and generally supports broader distribution and reimbursement than compounded preparations. Manufacturing plans are subject to change and to FDA review.

Is the treatment protected by intellectual property?

Clonicaine™ and its use in stellate ganglion block for PTSD are the subject of issued U.S. patents and pending applications owned by or licensed to CAD. As with any early-stage intellectual property, applications may be pending and unpublished, may not issue, and, if issued, may be challenged, narrowed, or invalidated. Nothing here is a representation regarding the scope, validity, or enforceability of any intellectual property.

Clinical Trial

What is CAD's Planned Phase III Clinical Trial?

CAD's planned Phase III program is designed as a multi-site, randomized, controlled study of Clonicaine™ delivered via right-sided stellate ganglion block for PTSD, with a four-arm factorial design — a placebo control, the active combination (Clonicaine™), clonidine alone, and bupivacaine alone — and a crossover after 90 days that allows participants in the comparison arms to subsequently receive the active combination. As currently designed it is expected to enroll on the order of ~250 participants across six U.S. sites; the final target sample size (N) is being determined by the study's biostatistician through formal statistical power analysis and may be larger — potentially up to roughly 400. The primary endpoint (change in CAPS-5 Total Symptom Severity) is assessed at 90 days, with secondary endpoints at 24 weeks and 52 weeks. Neither the planned Phase III trial nor Clonicaine™ is currently approved by the FDA, and both are subject to FDA IND submission and IRB approval.

Who can enroll in the trial?

The planned study is expected to enroll adults with a confirmed clinical PTSD diagnosis (via CAPS-5 assessment, with PCL-5 screening) across several U.S. metropolitan sites. Key exclusions are expected to include prior stellate ganglion block and certain neurologic, psychiatric, or medical conditions. Specific eligibility criteria will be published upon trial registration.

Is it a paid study?

Yes. Participants are expected to be compensated for their time and study-related travel in accordance with the IRB-approved protocol. Participation is voluntary, and enrollment does not guarantee assignment to the active treatment arm.

How can I receive treatment or learn more?

Clonicaine™ is not commercially available. Any future access would occur only through an authorized clinical investigation, subject to IND clearance, IRB approval, site activation, eligibility criteria, and informed consent. For general, investor, or media inquiries, please reach us through the Contact section.

Investor & Strategic Partner Information

A capital-efficient, IP-protected clinical-stage program

Lead programClonicaine™ for post-traumatic stress disorder (PTSD)
StatusPhase III candidate; pre-IND meeting completed; IND in preparation. No Phase III trial is currently active or enrolling.
Near-term milestonesIND submission, FDA clearance, IRB approval, site activation, and CMC / manufacturing readiness
Development strategy505(b)(2) pathway, subject to FDA feedback
DifferentiatorsInvestigational fixed-dose bupivacaine/clonidine formulation; stellate ganglion block delivery route; issued and pending intellectual property; a base of independent third-party SGB literature. These are development attributes, not claims of safety or efficacy.

Diligence materials

Available to qualified parties under NDA:

  • FDA correspondence summary
  • Protocol synopsis
  • CMC plan
  • Intellectual-property summary
  • Budget / use-of-proceeds model
  • Capitalization table
  • Clinical & regulatory timeline

Request diligence access ›

Information for prospective investors is available only to qualified parties through appropriate diligence materials. Nothing on this website is an offer to sell, or a solicitation of an offer to buy, securities.

Contact CAD Therapeutics

General

Company Inquiries

Questions about CAD Therapeutics, our programs, or our approach to PTSD treatment.

info@cadtherapeutics.com
Published Evidence & Citations

References

The independent, peer-reviewed literature on stellate ganglion block (SGB) for PTSD, together with the regulatory and drug-label sources cited across this site. These are third-party publications; they are not CAD-sponsored trials of Clonicaine™, and they do not establish that Clonicaine™ is safe or effective.

  1. Lipov EG, et al. “Cervical sympathetic blockade in a patient with PTSD: a case report.” Annals of Clinical Psychiatry, 2008.
  2. Lipov EG, et al. “A unifying theory linking the prolonged efficacy of SGB…” Medical Hypotheses, 2009.
  3. Hickey AH, Navaie M, Stedje-Larsen ET, Lipov EG, McLay RN. “Stellate Ganglion Block for the Treatment of PTSD.” Psychiatric Annals 43(2):87–92, 2013.
  4. Lipov EG, Navaie M, Brown PR, Hickey A, et al. “SGB Improves Refractory PTSD and Associated Memory Dysfunction: A Case Report and Systematic Literature Review.” 2013.
  5. Mulvaney SW, Lynch JH, Hickey MJ, et al. “SGB Used to Treat Symptoms Associated with Combat-Related PTSD: A Case Series (166 patients).” Military Medicine 179(10):1133–1140, 2014.
  6. Alkire MT. “Neuroimaging Suggests that SGB Improves PTSD Through an Amygdala-Mediated Mechanism.” 2015.
  7. Rae Olmsted KL, et al. “Effect of SGB Treatment on PTSD Symptoms: A Randomized Clinical Trial.” JAMA Psychiatry, 2020. (RTI International / Psychological Health Center of Excellence.)
  8. Lipov EG, Jacobs R, Springer S, Candido KD, et al. “Utility of Cervical Sympathetic Block in Treating PTSD in Multiple Cohorts: A Retrospective Analysis” (n=484). Pain Physician 2022;25:77–85.
  9. Kirkpatrick K, Khan MH, Deng Y, et al. “A Review of SGB as an Adjunctive Treatment Modality.” 2023.
  10. Lynch J, Mulvaney SW, Bryan C, Hernandez D. “SGB Reduces Anxiety Symptoms by Half: A Case Series of 285 Patients.” 2023.
  11. Prasad S, Jain N, Umar TP, et al. “Sympathetic Nerve Blocks for PTSD: An Evidentiary Review for Future Clinical Trials.” 2023.
  12. Blakey SM, Rae Olmsted KL, Hirsch S, et al. “Differential PTSD Symptom Cluster Response to SGB: Secondary Analysis of an RCT.” 2024.
  13. Springer S, Whitmer P, Steinlin M, Gray L, Blankfield J. “Optimizing Clinical Outcomes with SGB and Trauma-Informed Care.” 2024.
  14. Hasoon J, Sultana S, Malik A, et al. “SGB for PTSD: A Review of Mechanisms, Efficacy, and Complications.” 2024.
  15. Niraj G, Karanth V, Niraj S, Charan N. “SGB in Disparate Treatment-Resistant Mental Health Disorders: A Case Series.” 2025.
  16. Wang Z, Liu Z, Yu Y, et al. “SGB Diminishes Consolidation of Conditioned Fear Memory in Mice…” 2025.
  17. Active randomized, placebo-controlled fMRI trial of SGB in PTSD. NYU Langone · ClinicalTrials.gov NCT05391971.
  18. Bupivacaine hydrochloride injection (Marcaine), U.S. FDA Drugs@FDA, NDA 016964 (approved Oct 3, 1972).
  19. Clonidine hydrochloride injection (Duraclon), U.S. FDA Drugs@FDA, NDA 020615 (approved Oct 2, 1996).
  20. Sertraline (Zoloft), U.S. FDA Drugs@FDA, NDA 019839 — FDA-approved for PTSD.
  21. Paroxetine (Paxil), U.S. FDA Drugs@FDA, NDA 020031 — FDA-approved for PTSD.
  22. Quetiapine (Seroquel), U.S. FDA Drugs@FDA, NDA 020639 — boxed warnings and metabolic effects.
  23. Monahan et al. “Quetiapine withdrawal: a systematic review.” Aust N Z J Psychiatry, 2021.
  24. “Quetiapine for primary insomnia: consider the risks.” Cleveland Clinic Journal of Medicine, 2021.
  25. Esketamine (Spravato), U.S. FDA Drugs@FDA, NDA 211243 — approved for treatment-resistant depression, not PTSD.
  26. “Ketamine and Esketamine in Clinical Trials.” PMC review, 2025.
  27. VA/DoD Clinical Practice Guideline for the Management of PTSD.
Safety Profile — Full Disclosure

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A well‑characterized procedure, with risks patients should understand

The individual components of Clonicaine™ — bupivacaine and clonidine — have FDA-approved uses. SGB has been used in clinical practice for decades and has a well-characterized risk profile, but it remains an invasive procedure with known risks, including rare serious and life-threatening complications. CAD's specific combination, route and use for PTSD, dose, and indication remain investigational. The information below reflects the published literature on the procedure and the disclosures in the study's informed-consent materials.

Source: FDA approval of the injectable formulations, per U.S. FDA Drugs@FDA — bupivacaine hydrochloride injection (Marcaine), NDA 016964 — approved Oct 3, 1972; clonidine hydrochloride injection (Duraclon), NDA 020615 — approved Oct 2, 1996.

Common & expected effects

  • Horner's syndrome — drooping eyelid, constricted pupil, facial flushing, stuffy nose, and a warm arm on the treated side. This is expected in nearly all patients as part of a working block, not a true side effect, and resolves within hours.
  • Injection-site soreness — common (reported by roughly 30–50% of patients); mild, lasting 1–2 days.
  • Hoarseness or difficulty swallowing — from temporary recurrent-laryngeal-nerve involvement; reported by about 10% of patients, for up to ~8 hours.
  • Nasal congestion on the treated side — temporary and self-limiting.
  • Temporary arm or hand warmth, heaviness, or weakness — from local spread to the brachial plexus; resolves as the anesthetic wears off.
  • Lightheadedness, and a transient rise or fall in blood pressure or heart rate.
  • Mild bruising at the injection or blood-draw site.

Rare but serious complications

  • Pneumothorax (collapsed lung) — reported at roughly 1 in 5,000 with imaging guidance; a post-procedure chest X-ray is used to check for it.
  • Seizure from inadvertent intravascular injection — e.g., into the vertebral artery; roughly 1 in 5,000, and historically the most common serious event in older, non-image-guided series.
  • Local anesthetic systemic toxicity (LAST) — central-nervous-system effects (seizures) and, very rarely, cardiovascular effects such as arrhythmia or cardiac arrest; treated with lipid-emulsion therapy and ACLS.
  • Retropharyngeal or neck hematoma — rare; can compress the airway and become an emergency.
  • High or total spinal / epidural spread of anesthetic — rare; can cause temporary difficulty breathing that requires airway support.
  • Temporary phrenic- or recurrent-laryngeal-nerve block, or nerve injury — affecting the diaphragm or voice; usually self-limiting.
  • Infection — very rare (~1 in 100,000) with sterile technique; rare reports of abscess, discitis, or esophageal injury.
  • Severe allergic reaction (anaphylaxis) — rare, but can be life-threatening.
  • Death — extremely rare, but reported in the medical literature in association with airway-compromising hematoma, total spinal anesthesia, severe local-anesthetic toxicity, or anaphylaxis.

NOTE:Serious complications are uncommon: a large 1992 survey conducted without imaging reported a serious-adverse-event rate of about 1.7 per 1,000 procedures, and modern real-time imaging is expected to lower this further. In CAD's program, every procedure is performed by board-certified anesthesiology or pain physicians under real-time ultrasound guidance, with aspiration before injection, continuous EKG, pulse-oximetry and blood-pressure monitoring, on-site ACLS crash carts and lipid-emulsion (LAST) protocols, and post-procedure monitoring. Patients with conditions such as bleeding disorders or anticoagulation, unstable cardiac, pulmonary, renal, or hepatic disease, prior neck surgery, a seizure history, or known anesthetic allergy are screened and individually evaluated before treatment. This summary reflects published literature and the study's informed-consent disclosures; it is not a substitute for a full discussion with a qualified clinician.

Important Safety Disclosure

The effects and complications described above are only some of the potential adverse events, side effects, and complications that may be associated with the Stellate Ganglion Block (SGB) / Cervical Sympathetic Block procedure and with Clonicaine™, an investigational fixed-dose combination of bupivacaine hydrochloride (bupivacaine HCl) and clonidine hydrochloride (clonidine HCl). The lists on this website are not exhaustive and do not describe every possible risk, side effect, adverse reaction, drug interaction, warning, precaution, or complication.

Clonicaine™ is investigational and has not been approved by the U.S. Food and Drug Administration (FDA) for any use; its safety and effectiveness have not been established. Bupivacaine HCl and clonidine HCl are each individually FDA-approved for other indications and routes of administration; their use, alone or in combination, for the treatment of post-traumatic stress disorder (PTSD) by injection at or near the cervical sympathetic / stellate ganglion is investigational and constitutes an unapproved use. Individual results vary, and no particular outcome, benefit, durability, or degree of symptom relief is or can be promised or guaranteed.

Serious — and, in rare cases, life-threatening — adverse events are possible, including but not limited to local anesthetic systemic toxicity (which may cause seizures, cardiac arrhythmia, or cardiac arrest), pneumothorax, hematoma (including airway-compromising neck hematoma), infection, severe allergic reaction or anaphylaxis, nerve injury, seizure, high or total spinal/epidural spread of anesthetic, clinically significant changes in heart rate or blood pressure, and, very rarely, death. Bupivacaine HCl and clonidine HCl may interact with other prescription and non-prescription medicines, supplements, alcohol, and central-nervous-system depressants, and may be unsafe or contraindicated in patients with certain cardiac, pulmonary, neurologic, ophthalmologic, hepatic, renal, bleeding, or other medical conditions, in pregnancy or while breastfeeding, or at certain ages.

Please consult a qualified, licensed physician in advance of any treatment for a complete description of the potential risks, benefits, contraindications, warnings, precautions, and drug–drug interactions associated with the SGB procedure and with the injectable use of clonidine HCl and bupivacaine HCl, alone or in combination. A complete assessment requires review of the full FDA-approved prescribing information for each agent together with an individualized evaluation by a licensed healthcare provider. The information on this website is provided for general informational purposes only, is not medical advice, and is not a substitute for professional medical evaluation, diagnosis, or treatment; it does not create a physician–patient relationship. Clonicaine™ is not commercially available. Any future access would occur only through an authorized clinical investigation, subject to IND clearance, IRB approval, site activation, eligibility criteria, and informed consent. Nothing on this website is an offer to sell, or a solicitation of an offer to buy, any security.